A.D. Banker Blog

by Barb Gavitt, ITP, SILA-F on September 17, 2019

The Series 63 is the Uniform Securities Agent State Law Examination (USASLE). In most states, passing this exam is a...

by Barb Gavitt, ITP, SILA-F on September 16, 2019

The short answer is … nothing. The Series 63 license by itself does not permit a...

by Tim Eads on August 28, 2019

We are excited to announce that the A.D. Banker & Company website, learning management system, flashcard app, and A.D....

by Alex McCoy on June 19, 2019

We are excited to announce our upcoming webinar and live class schedule for July-December 2019, and other recent product...

What is an Investment Adviser Representative (IAR)?

An Investment Adviser Representative (IAR) is any partner,...

If you are new to the securities industry, you are most likely confused about the various licensing examination...

Beginning October 1, 2018, those looking to become registered as...

by Barb Gavitt, ITP, SILA-F on September 28, 2018

The Securities Industry Essentials (SIE) Exam is being implemented as an entry-level exam testing knowledge of basic...

by Tim Eads on March 23, 2018

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