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    Updated 10/22/2021  11:58 am CT

    A.D. Banker & Company has compiled a list of insurance and securities licensing changes,...

    Updated: May 6, 2022 at 3:00 pm CDT

    If you are new to the securities industry, you are most likely confused about the...

    January-June 2021 Update

    by Alex McCoy on December 3, 2020

    What is the SECURE Act?

    by Pam Reihs on February 10, 2020

    On December 20, 2019, retirement reform finally took a giant step forward with the passage of the Setting Every Community Up...

    Updated March 25, 2022 12:00 pm CST

    The Series 63 is the Uniform Securities Agent State Law Examination (USASLE). In most...

    What can I do with a Series 63 license?

    The short answer is … nothing. The Series 63 license by itself does not permit a...

    We are excited to announce our upcoming webinar and live class schedule for July-December 2019, and other recent product...

    Step 1 – The Securities Industry Essentials (SIE) Exam

    Beginning October 1, 2018, those looking to become registered as a...

    What is the Securities Industry Essentials exam (SIE)?