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    Updated 09/22/2020  9:55 am CT

    A.D. Banker & Company has compiled a list of insurance and securities licensing changes,...

    What is the SECURE Act?

    by Pam Reihs on February 10, 2020

    On December 20, 2019, retirement reform finally took a giant step forward with the passage of the Setting Every Community...

    The Series 63 is the Uniform Securities Agent State Law Examination (USASLE). In most states, passing this exam is a...

    What can I do with a Series 63 license?

    The short answer is … nothing. The Series 63 license by itself does not permit a...

    We are excited to announce our upcoming webinar and live class schedule for July-December 2019, and other recent product...

    If you are new to the securities industry, you are most likely confused about the various licensing examination...

    Step 1 – The Securities Industry Essentials (SIE) Exam

    Beginning October 1, 2018, those looking to become registered as...

    What is the Securities Industry Essentials exam (SIE)?

    The Securities Industry Essentials (SIE) Exam is being implemented as an entry-level exam testing knowledge of basic...