Category Archives: Test Tips

The Securities Industry Essentials Exam (SIE)

By | October 3, 2017

It is certainly not “breaking news” that FINRA (Financial Industry Regulatory Authority) will introduce a securities industry general knowledge exam to streamline the qualification exam structure for individuals entering the securities industry. Currently, an individual interested in working in the securities industry as a registered representative must be associated with a FINRA regulated broker-dealer firm and he or… Read More »

The Ultimate Guide to Passing your Insurance Exam on the First Try

By | June 28, 2016

To become a licensed insurance professional, you will need to pass a state-mandated exam. That exam will require a fair amount of reading, comprehending, and retaining information. In this guide we will provide the essential tips to passing your exam on the first attempt. Commit to a Study Program with an A.D. Banker Roadmap Before starting any new… Read More »