Category Archives: Series 6

Overview of SILA Foundation’s webinar, “FINRA Speaks”

By | March 23, 2018

  The Securities & Insurance Licensing Association (SILA) Foundation hosted an educational webinar led by Joe McDonald, the Senior Director of Testing and Continuing Education for the Financial Industry Regulatory Authority (FINRA). McDonald discussed the forthcoming updates to FINRA’s qualification exam program, namely the structure of the new Securities Industry Essentials (SIE) exam and the revisions made to… Read More »

Series 6 Exam Restructure: Everything You Need to Know

By | February 13, 2018

Beginning October 1, 2018, prospective securities industry professionals looking to become registered with a firm at the representative level will be required to pass the new Securities Industry Essentials (SIE) exam in addition to a revised representative-level qualification exam. These exams are considered “corequisites” in meeting the exam requirement and obtaining a registration. This means there is no… Read More »