Monthly Archives: October 2018

A.D. Banker & Company Named CE Quality Partner by CFP Board

By | October 25, 2018

A.D. Banker in Overland Park, KS has been named a “CFP Board CE Quality Partner” after successfully meeting criteria established by Certified Financial Planner Board of Standards Inc. (CFP Board). As a CE Quality Partner, A.D. Banker has demonstrated a commitment to developing continuing education (“CE”) programs that meet a high set of standards outlined by CFP Board.… Read More »

Getting Started in the Securities Industry: Preparing for the SIE Exam

By | October 2, 2018

Step 1 – The Securities Industry Essentials (SIE) Exam Beginning October 1, 2018, those looking to become registered as a securities industry professional will have to pass the FINRA Securities Industry Essentials examination (SIE). Any individual age 18 or older is eligible to take the SIE exam. There is no requirement to be sponsored by a broker-dealer. The… Read More »