Monthly Archives: September 2018

Securities Industry Essentials (SIE) Exam Basics

By | September 28, 2018

What is the Securities Industry Essentials exam (SIE)? The FINRA Securities Industry Essentials examination (SIE) is an introductory-level exam that tests candidate’s knowledge on basic securities industry concepts. Effective October 1, 2018, the SIE exam is a corequisite to all representative-level exams, which have been revised by FINRA. Candidates must pass the SIE along with a representative-level exam,… Read More »