Monthly Archives: January 2018

The Ultimate Guide to the Securities Industry Essentials (SIE) Exam

By | January 24, 2018

Beginning on October 1, 2018, those looking to become registered as a securities industry professional will have to pass the Securities Industry Essentials (SIE) exam and a FINRA representative-level qualification “top-off” exam. What information does the SIE cover? FINRA released the new Securities Industry Essentials exam outline on January 12, 2018. This is an introductory-level exam that will… Read More »

Introducing the New Prelicensing Student Tracking

By | January 4, 2018

We are excited to announce the New Prelicensing Student Tracking available in January 2018.  What’s new? Insights automatically group students by progress and performance Improved hierarchy and team management Track licensing exam results Search, sort, and filter Create and export customized reports Activity stream of course progress Show and hide courses or students What do I need… Read More »